BNP Paribas CIB, a subsidiary of the BNP Paribas group, is one of Europe's leading providers of custody services for securities.

The Luxembourg branch plays a major part in its operations, offering clients high value-added services extending from custody to securities lending, fund administration, performance measurement and ratings, and bond issuance services.

To support its current growth, BNP Paribas CIB is looking for a:

                                                             Officer in charge of Compliance Protection of Clients Interests and Outsourcing activities (M/F)

Permanent Position 

REPORTING LINES:  

Hierarchical reporting to the Chief Compliance Officer

INTERACTIONS: 

Evolving in a dynamic environment, the Officer will interact with various parties internal or external to the Bank (Management, Compliance Officers, Business teams, Compliance Domains, Compliance Control Officer, Internal/external auditors or inspectors)

ACTIVITIES:

The Officer in charge will be responsible for the following activities:

• Protection of interests of Clients and Investors including complaint handling, marketing, late trading and conflicts of interests in a second line of defence.
• Supervision of the MiFID framework and its implementation.
• Assessments of the products and services approval.
• Support in the Compliance oversight of the Depositary Bank.
• Execution of Independent Testing and oversight controls.
• Management of various risk assessments and reporting of the Compliance function.
• Contribution to relevant Compliance projects.
• Coordination of ad hoc missions (IG, Regulator, Auditors).
• Monitoring and update of Outsourcing Arrangements.
• Support to the Compliance Function.

SOFT SKILLS:

• Excellent analytical and creative skills,
• Pragmatic and autonomous,
• Synthesis spirit
• Client focus
• Risk awareness and discretion,
• Communication skills and team spirit.

KNOWLEDGE:

• Knowledge of the bank, its business lines and their specific characteristics;
• Knowledge of the bank control framework;
• Understanding of the main Compliance fundamentals in the field of AML/CTF, MiFID, client and investor protection.
• Experience in supporting tools and managing projects.
• Good command of office tools (Word, Excel, Access, Powerpoint) and perfect knowledge of xls facilitating data manipulation.
• Languages: proficiency in English and French.

During the finalization of the recruitment process, the preselected candidate will be asked to provide us an extract from his/her criminal record dated less than 3 months (record N°3 for Luxembourg), according to the dispositions of the law from July 23 2016 concerning the criminal record.