Position Purpose

The main purpose for KYC officer is to act favorably with respect to any client onboarding, file review or recertification which is including 

1. Generally, manage the KYC file
2. Monitors the file completion and the integrity of information.

Responsibilities

1. Conduct client on-boarding/re-certification KYC due diligence and ensure the completeness and quality of required documentations are in accordance with applicable policies and regulatory requirements. 
2. Continually provide feedback to counter parties on Police and Procedure as needed for the handling of client on-boarding/re-certification matters.
3. Manage client on-boarding/re-certification TAT or deadline are being met to ensure no overdue cases occurred. 
4. Work cooperatively with Risk/Legal/Compliance to evaluate the risks associated with new and existing client through KYC due diligence review to include recommendation of the risk mitigation action.
5. Ensure that any data input in the system is dealt with in a timely manner and in the correct and consistent format
6. Perform any other related duties as required or assigned. 

Technical & Behavioral Competencies

• Good knowledge and experience in WM KYC related field 
• Ensure the compliance with bank’s internal procedures and regulatory requirements
• Good coordinating ability and communication skill 
• Work independently 

Specific Qualifications (if required)

• Trust license is required
• At least 2 years related working experience
• Well knowledge of Taiwan regulation/guideline